Prospect Profile Questionnaire - Vaughan Family Financial

1

About You

Basic information so we know who we're talking to.

First Name

Last Name

Email Address

Phone Number

State of Residence

How did you hear about us?

If referred, by whom? (optional)

2

Your Situation

Help us understand your household and professional life.

Filing Status

Age (or range)

Dependents (if any)

Employment / Professional Status

W-2 Employee

Business Owner (S-Corp, LLC, Partnership, Sole Prop)

Independent Contractor / 1099

Retired

Other

If you own a business, briefly describe it

Approximate household income

3

What You're Looking For

Check all that apply. This helps us understand what services may be relevant.

Which services are you interested in?

Budgeting & Bookkeeping

Tax Planning & Preparation

Financial Planning (retirement, education, estate, etc.)

Management & Plan Implementation (investment management)

All of the above — I want it under one roof

Not sure yet — want to explore options

Do you currently work with any of the following?

CPA or tax preparer

Financial advisor or planner

Broker or insurance agent

Bookkeeper

None of the above

What's prompting you to look for a new advisor or firm?

4

Financial Snapshot

Ballpark numbers are fine. This helps us understand scope before we meet.

Approximate investable assets (retirement accounts, brokerage, savings — not home equity)

Do you have any of the following? (check all that apply)

401(k), IRA, or other retirement accounts

Taxable brokerage or investment account

529 or education savings

Real estate (beyond primary home)

Stock options, RSUs, or equity compensation

Pension or defined benefit plan

Significant business equity

Approximate amount paid in federal income tax last year (if known)

This gives us a sense of tax planning opportunity.

5

Goals & Priorities

What matters most to you right now?

Top financial priorities (check your top 3)

Reducing my tax bill

Retirement planning / knowing if I'm on track

Growing or structuring my business more efficiently

Getting my investments in order

Saving for children's education

Estate planning / wealth transfer

Getting tax and financial advice coordinated under one roof

Budgeting and cash flow management

Business exit or succession planning

Any major life changes coming up in the next few years?

6

Expectations & Fit

We want to make sure we're a good match for what you need.

What does a good advisor relationship look like to you?

Is there anything that frustrated you about a previous advisor or CPA?

Anything else you'd like us to know before we meet?

VFF is a fee-only fiduciary. We don't earn commissions or sell products. Our only obligation is to you. If after reviewing your questionnaire we think we're a good fit, we'll reach out to schedule an introductory call at no cost.